Andre Bascombe

Examiner

• Evaluating the soundness of an institution's assets and the effectiveness of its internal operations.
• Assessing the institution's sensitivity to risks and making recommendations to mitigate such risks on an ongoing basis.
• Ensuring compliance with relevant laws and regulations.
• Assist with preparing and conducting examinations based on an agreed scope.

AML Inspector

• Evaluating the soundness of an institution's AML policies and procedures based on FSC's AML Guidelines and the MLFTA (Money Laundering and Financing of Terrorism Act).
• Self-completed Desk-Based Reviews and Onsite Inspections.
• Developed an Action Plan Timeline Assessment Guide.
• Lead a small team on AML/ CFT inspections and reviewed working papers.
• Prepared AML / CFT inspection reports to regulated entities' senior management and board of directors.

• Planned audits and audit activities to allocate necessary resources and determine the consistency of plans with audit objectives.
• Prepared working papers, reports and supporting documentation for audit findings.
• Managing client relations, self-completed audits.
• Knowledge of IAS's and ability to research those standards unfamiliar to me using available resources.